Felix Rafael Fuertes

Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 04/2017
  Northeast Securities Inc.
  Miami, FL
• 04/2017 → Present
  Aegis Capital Corp
  Miami, FL

Previous Registrations

• 2015-06-22 → 2017-04-20
  Northeast Asset Management Llc
  Miami, FL
• 2013-10-09 → 2015-06-01
  Bolton Securities Corporation
  Coral Gables, FL
  Bolton, MA
  Bolton, MA
  Miami, FL
  Coral Cables, FL
  Miami, FL
• 2009-05-12 → 2013-10-02
  Rbc Capital Markets, Llc
  Miami, FL
• 2002-06-06 → 2009-05-21
  Ubs International Inc.
  Coral Gables, FL
  Coral Gables, FL

Exams

• S66 Uniform Combined State Law Examination
  1999-11-11

Other Names

• Felix R Fuertes
• Felix Fuertes