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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-09 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2010-08-24 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 07/2010 | Present |
1)HCF / 1530 PALISADE AVE, FORT LEE NJ, PARTNERSHIP / HOSPITALITY AND REAL ESTATE / PAY PER VIEW MOVIES, REAL ESTATE / 2 HOURS PER MONTH, REVIEW / START TIME 09/01/2005. 2)DJACQUISITIONSNW22NDAVELLC / 2641 NE 209TH ST MIAMI,FL 33180 / PARTNERSHIP/ REAL ESTATE / REAL ESTATE RENTAL / PARTNER / NONE, PASSIVE INVESTOR / START DATE 03/15/2013 . 3) Reilly's Rib Cage / 126 Broadway, Hillsdale, NJ 07642 / United States / No / Partnership / Hotels, Breweries, Pubs & Restaurants / BBQ restaurant / Provide money, and peripheral advice / No / Start Date 10/24/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-25 |
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