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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
Branch Locations
2056 Westings Ave Suite 340, Naperville, IL 60563 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Visitation Catholic Church | Elmhurst | IL | 06/1978 | Present |
| Wells Fargo Advisors Llc | Naperville | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Naperville | IL | 10/2022 | Present |
RIVER ROAD CONDOMINIUM ASSOCIATION; NOT INVESTMENT RELATED; NAPERVILLE, IL, DIRECTOR ON BOARD OF HOA; START DATE 11/15/2022; 1 HOUR PER MONTH; 0 DURING TRADING; ATTENDING MEETINGS TO DISCUSS BUDGET, MAINTENANCE AND POLICIES OF THE CONDO ASSOCIATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-03-27 |
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