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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2003-02-13 |
Branch Locations
1831 Forest Drive Suite K, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Annapolis | MD | 07/1992 | Present |
| Park Avenue Securities Llc | Annapolis | MD | 05/1999 | Present |
1) COMPLETE FINANCIAL SERVICES-general agency with Federal Kemper Life. Still receiving residual income through Complete Financial Services, Start: 06/06/1998, Address: 1831K Forest Drive Annapolis, MD 21401, 2 bus hrs per month, Investment related, 2) President - South County Rotary Club, Start: As of 07/01/2024 serving as Vice President/President Elect. President as of 7/1/2025. Address: P.O. Box 131 Edgewater, MD 21037, 10 total hours per month; 5 during securities trading hours, Not Investment related, No Annual Compensation, 3) Executor- Executor of parents estate at some time in the future when appropriate, Start date: 11/29/2022, Address: N/A 1 total hours per month; 1 during securities trading hours, Not Investment related, No annual compensation, 4) Co-Executor of Cousin's Estate - David Bertelson, Start date: 02/01/2023, Address: 3756 Colliers Drive, Edgewater, MD 21037, 2 total hours per month; 2 during securities trading hours, Not Investment related, No annual compensation, 5) Insurance other than Guardian, Nature: Insurance sales, Start date: 8/10/2026, Address: 1831K Forest Drive Annapolis, MD 21401, Duties: Independent Contractor selling insurance other than Guardian, 4 total hours per month; 4 during securities trading hours, Not Investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-04-08 |
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