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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2003-02-13
  • MD RA
    APPROVED
    Since 2003-02-13

Branch Locations

1831 Forest Drive Suite K, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Annapolis MD 07/1992 Present
Park Avenue Securities Llc Annapolis MD 05/1999 Present
Other Businesses

1) COMPLETE FINANCIAL SERVICES-general agency with Federal Kemper Life. Still receiving residual income through Complete Financial Services, Start: 06/06/1998, Address: 1831K Forest Drive Annapolis, MD 21401, 2 bus hrs per month, Investment related, 2) President - South County Rotary Club, Start: As of 07/01/2024 serving as Vice President/President Elect. President as of 7/1/2025. Address: P.O. Box 131 Edgewater, MD 21037, 10 total hours per month; 5 during securities trading hours, Not Investment related, No Annual Compensation, 3) Executor- Executor of parents estate at some time in the future when appropriate, Start date: 11/29/2022, Address: N/A 1 total hours per month; 1 during securities trading hours, Not Investment related, No annual compensation, 4) Co-Executor of Cousin's Estate - David Bertelson, Start date: 02/01/2023, Address: 3756 Colliers Drive, Edgewater, MD 21037, 2 total hours per month; 2 during securities trading hours, Not Investment related, No annual compensation, 5) Insurance other than Guardian, Nature: Insurance sales, Start date: 8/10/2026, Address: 1831K Forest Drive Annapolis, MD 21401, Duties: Independent Contractor selling insurance other than Guardian, 4 total hours per month; 4 during securities trading hours, Not Investment related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-08
  • S63 Uniform Securities Agent State Law Examination
    1987-04-08
Designations
Other Names
  • Stephen Lee Derrick

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