Lee Donald Bollhorst

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Severna Park, MD
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Annapolis, MD

Previous Registrations

• 1999-06-21 → 2009-06-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Annapolis, MD
  Annapolis, MD

Other Businesses

Other Business Activities; Music Hobby; I play in a band sometimes on weekends with friends.; 644 Emerson Place, , Severna Park, MD, 21146; Not Investment-Related; 02/28/2014; 10 to 19 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-21
• S63 Uniform Securities Agent State Law Examination
  1999-05-04

Other Names

• Lee D Bollhorst