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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-11 |
| MD | RA | APPROVED | 2000-04-05 |
Branch Locations
180 Admiral Cochrane Dr Ste 550, Annapolis, MD 21401-8411 • United States
403 Charles St Ste 1A, La Plata, MD 20646 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Annapolis | MD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Annapolis | MD | 03/2020 | Present |
Business Ownership; Waypoint Group, LLC; Co-owner; Personal Service Corporation established to manage practice employment/payroll services.; Annapolis, MD 21401; Not Investment Related; February 2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; STONE RIDGE HOMEOWNERS ASSOCIATION; PRESIDENT; Riva, MD 21140; Not Investment Related; November' 09; 1-9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-16 |
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