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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2004-09-21 |
Branch Locations
180 Admiral Cochrane Dr Ste 550, Annapolis, MD 21401-8411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Annapolis | MD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Annapolis | MD | 03/2020 | Present |
Real Estate Ownership; Single Family; 418 Peach Ct Annapolis, MD 21409, ,; Not Investment-Related; 12/01/2015 / Single Family; 11 142nd St Unit 114 Ocean City, MD 21842, ,; Not Investment-Related; 03/23/2018 / Single Family; 229 Asbury Rd, , Pasadena, MD, 21122; Not Investment-Related; 10/01/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-20 |
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