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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-31 |
| VA | RA | APPROVED | 2018-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roanoke | VA | 03/2004 | 08/2017 |
| Morgan Stanley | Roanoke | VA | 08/2017 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roanoke | VA | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-03 |
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