Scott Lewis Ferguson

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1994 → Present
  J.J.B. Hilliard, W.L. Lyons, Inc.
  Memphis, TN
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Union City, TN

Previous Registrations

• 2004-03-24 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Dyersburg, TN
  Dyersburg, TN
  Union City, TN
  Union City, TN

Other Businesses

1)MR. FERGUSON OWNS A FARM AND HE RECEIVES ANNUAL NEW INCOME (OR LOSS) FROM THE PRODUCTION OF ROW CROPS AND TIMBER. MR. FERGUSON IS NOT INVOLVED IN THE ENTERPRISE DURING NORMAL BUSINEESS HOURS. 2)DAS PROPERTIES LLC, NON-INVEST RELATED, PO BOX 216 UNION CITY TN 38281, LLC CREATED TO OWN RENTAL PROPERTIES PURCHASED BY WIFE AND I, MANAGING MEMBER, 11/2014, 5 HRS/MONTH WITH 0 HRS DURING TRADING HRS, DUTIES INCLUDE GENERAL MGMT OF RENTAL REAL ESTATE. 3) FIDUCIARY APPT, MOTHER'S ESTATE, OPENED ON 08-23-2016, CO EXECUTOR, 10 HRS/MO, O HRS/MO TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-01
• S63 Uniform Securities Agent State Law Examination
  1991-04-22

Other Names

• Scott Ferguson