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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
201 West Washington Avenue, Union City, TN 38261 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Memphis | TN | 03/1994 | Present |
| Robert W. Baird & Co. Incorporated | Union City | TN | 10/2019 | Present |
1)MR. FERGUSON OWNS A FARM AND HE RECEIVES ANNUAL NEW INCOME (OR LOSS) FROM THE PRODUCTION OF ROW CROPS AND TIMBER. MR. FERGUSON IS NOT INVOLVED IN THE ENTERPRISE DURING NORMAL BUSINEESS HOURS. 2)DAS PROPERTIES LLC, NON-INVEST RELATED, PO BOX 216 UNION CITY TN 38281, LLC CREATED TO OWN RENTAL PROPERTIES PURCHASED BY WIFE AND I, MANAGING MEMBER, 11/2014, 5 HRS/MONTH WITH 0 HRS DURING TRADING HRS, DUTIES INCLUDE GENERAL MGMT OF RENTAL REAL ESTATE. 3) FIDUCIARY APPT, MOTHER'S ESTATE, OPENED ON 08-23-2016, CO EXECUTOR, 10 HRS/MO, O HRS/MO TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-22 |
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