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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-30 |
| TN | RA | APPROVED | 2024-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Union City | TN | 05/2024 | Present |
| Security Bank And Trust Company | Union City | TN | 01/2017 | 05/2024 |
| Reelfoot Bank | Union City | TN | 01/2011 | 01/2017 |
1- 10/2024 - DISCOVERY PARTNERS INVESTMENT CENTER - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) -Start Date 05/06/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
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