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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-28 |
| TN | RA | APPROVED | 2016-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Union City | TN | 01/2016 | Present |
1. 03/3/16-Beard & Sisco Investment Center/DBA for LPL Business (entity for LPL business)/1. No 2. No 3. No 4. No/100%/800 South First Street Union City, TN 38261. 2. 1/2/2018 - Discovery Partners Investment Center - Investment Related - At Reported Business Locations(s) - Discovery Partners Investment Center - Start Date 03/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 08/25/2021 - Discover Realty - Investment Related - Union City, TN 38261 - Real Estate Rental - Start Date: 06/28/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Purchasing a business building. 4. 09/22/2021 - Discover Realty - Investment Related - 217 First Street Union City, TN 38261 - Business Owner - Start Date: 07/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Joint owner and non-acting member. Wife is licensed as a Real Estate agent and Broker in the State of Tennessee. 5. 06/10/2022 - Vive - Wine and Cocktail Bar - Not Investment Related - 217 South First Street Union City, TN 38261 - Other-Rep's Business - Co-Owner / Co-Manager - Start Date - 01/01/2023 - 20 Hours Per Month/ 1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-17 |
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