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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-09 |
| NY | RA | APPROVED | 2021-07-13 |
| NJ | RA | APPROVED | 2020-11-04 |
Branch Locations
85 Broad Street 10Th Floo, New York, NY 10004 • United States
1290 Avenue Of The Americas, New York, NY 10104 • United States
71-24 Austin Street, Forest Hills, NY 11375 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 11/2013 | 10/2020 |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 10/2020 |
| Infinex Investments, Inc. | Meriden | CT | 10/2020 | Present |
| Popular Bank | New York | NY | 10/2020 | Present |
1.) Popular Bank. Yes, investment related. Started Oct 2020. Bank employee. Appoximately 136 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-10 |
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