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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-02-13 |
| FL | RA | APPROVED | 2024-12-06 |
| WA | RA | APPROVED | 2024-12-05 |
| NY | RA | APPROVED | 2023-06-09 |
| TX | RA | APPROVED_RES | 2012-10-04 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
Arcadia, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pasadena | CA | 09/2012 | Present |
1) MILAAP / 5335, MONTROSE DRIVE DALLAS,TEXAS 75209 / FOUNDATION/ / MEMBER OF BOARD OF DIRECTORS / TO MENTOR ON VARIOUS ORGANIZATIONAL, MARKETING AND STRATEGIC ASPECTS. / START DATE 5/11/2015 2)Shirahil, LLC / 1326 Michillinda AVenue Arcadia,CA 91006 / Other/ Real Estate / Passthrough entity for family real estate activities / Partner / / General Guidance and administration / Start Date 3/1/16 Limited Liability Company / 3) diagnostic Imaging and Medical Informatics Support Team, Santa Fe Springs United States-90670, Partnership, Real Estate Investments, Partner, decision making on investments and operations, start date- 6/15/2023. 4) Pallesh Investments LLC, Santa Fe SpringsUnited States-90670, Partnership, Real Estate Investments, Partner, decision making on investments and operations, Start date-6/15/2023. 5) Bhadresh Shah, Rented to third party - proprietor/owner, Proprietor / owner, Operation, collect rent, maintain property, start date-08/18/2022, RailtoUnited States-92377
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-24 |
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