Mark Nelson Kay

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → 06/2024
  Securities America, Inc.
  Shreveport, LA
• 03/2003 → 06/2024
  Securities America Advisors, Inc.
  Shreveport, LA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Shreveport, LA

Previous Registrations

• 2003-05-14 → 2024-06-14
  Securities America Advisors, Inc.
  Shreveport, LA

Other Businesses

CHILLVILLE POSITION: none NATURE: CHILLVILLE/VACATION HOME RENTAL--NONE (50% OWNER)0% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: pobox 15183, fritz creek AK 99603 DESCRIPTION: 50% ownership

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-04-16