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Mark Nelson Kay

Osaic Wealth, Inc.

Shreveport, LA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • LA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

1829 Corporate Dr, Shreveport, LA 71107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Shreveport LA 01/1996 06/2024
Securities America Advisors, Inc. Shreveport LA 03/2003 06/2024
Osaic Wealth, Inc. Shreveport LA 06/2024 Present
  • 01/1996 → 06/2024
    Securities America, Inc.
    Shreveport, LA
  • 03/2003 → 06/2024
    Securities America Advisors, Inc.
    Shreveport, LA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Shreveport, LA
Previous Registrations
  • 2003-05-14 → 2024-06-14
    Securities America Advisors, Inc.
    Shreveport, LA
Other Businesses

CHILLVILLE POSITION: none NATURE: CHILLVILLE/VACATION HOME RENTAL--NONE (50% OWNER)0% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: pobox 15183, fritz creek AK 99603 DESCRIPTION: 50% ownership

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-16
  • S63 Uniform Securities Agent State Law Examination
    1987-04-16

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
MORGAN STANLEY · Shreveport, LA

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