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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Mendham | NJ | 05/2006 | 05/2025 |
| Mendham Capital Management, Llc | Mendham | NJ | 05/2006 | 07/2019 |
| Raymond James Financial Services Advisors, Inc | Mendham | NJ | 01/2009 | 05/2025 |
| Mendam Capital Management | Basking Ridge | NJ | 05/2017 | 05/2025 |
| Janney Montgomery Scott Llc | Bedminster | NJ | 05/2025 | Present |
Name of Business : Mendham Capital Management Address: 180 Mount Airy Rd. Suite 208,Basking Ridge, NJ Nature of the Business: Independent RIA Position/Title: Proprietor/Owner Investment Related:Yes Start Date: 05/08/2007 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 4 Description of duties: Managed accounts only Name of Business : Mendham Capital Management Address: 180 Mount Airy Rd Ste 208,Basking Ridge, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 05/12/2007 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 120 Description of duties: Financial Advisory Rental Property, Rockaway, NJ. Owner (06/2022). Not compensated, Investment related, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-12 |
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