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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-03-16
  • TX RA
    APPROVED
    Since 2009-03-16

Branch Locations

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

1202 Sam Houston Avenue Suite 7, Huntsville, TX 77340 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc. Topeka KS 03/2009 Present
Previous Registrations
Other Businesses

Life Insurance Sales(term & UL only), Commissions, 5% time spent. Rental House-Rental Income net approximately $3,400 month-5% or less time spent-passive income.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-24
S63 Uniform Securities Agent State Law Examination 1987-03-27
  • S65 Uniform Investment Adviser Law Examination
    1998-03-24
  • S63 Uniform Securities Agent State Law Examination
    1987-03-27
Other Names
  • Charles Hal Kooken
  • Hal Kooken

View on SEC IAPD

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