Best Investors Account Sign in

Lloyd Mcmillan Pompey

Stifel, Nicolaus & Company, Incorporated

New York, NY

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
TX RA APPROVED_RES 2020-06-08
FL RA APPROVED 2008-12-09
  • NY RA
    APPROVED
    Since 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2020-06-08
  • FL RA
    APPROVED
    Since 2008-12-09

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus New York NY 11/2008 Present
  • 11/2008 → Present
    Stifel Nicolaus
    New York, NY
Previous Registrations
  • 2004-10-28 → 2008-12-31
    Mclaughlin, Piven, Vogel Securities, Inc.
    New York, NY
    New York, NY
  • 2003-07-01 → 2004-08-23
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 2001-10-04 → 2003-07-01
    Prudential Equity Group, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-05
S63 Uniform Securities Agent State Law Examination 1987-06-08
  • S66 Uniform Combined State Law Examination
    2000-12-05
  • S63 Uniform Securities Agent State Law Examination
    1987-06-08

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor