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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-03-26 |
Branch Locations
3914 Murphy Canyon Road A-128, San Diego, CA 92123 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mccartin And Associates | San Diego | CA | 09/2001 | Present |
| Mccartin Financial | San Diego | CA | 12/2010 | 09/2016 |
| Sound Income Strategies, Llc | New York | NY | 03/2015 | Present |
| Harvest Financial Group Llc | Richmond | VA | 09/2016 | 07/2017 |
1. McCARTIN AND ASSOCIATES/ McCARTIN FINANCIAL-INVESTMENT-RELATED,3914 MURPHY CANYON ROAD A-128 SAN DIEGO, CA. 92123,SALES OF LIFE INSURANCE AND FIXED ANNUITY PRODUCTS,SOLE PROPRIETOR,OWNER, APPROXIMATELY120 HOURS PER MONTH DURING TRADING HOURS,INDEPENDENT INSURANCE AGENT; DETERMINE NEEDS FOR AND SALES OF FIXED INSURANCE PRODUCTS. 2. TRUSTEE OF MCKRAUT REVOCABLE LIVING TRUST - OVERSEE TRANSFER OF ASSETS UPON DEATH OF SPOUSE. NON- INVESTMENT RELATED. 0 HOURS PER MONTH. 3.THE RETIREMENT INCOME SOURCE - FRANCHISEEE - INVESTMENT RELATED. - MARKETING TO PERSPECTIVE CLIENTS FOR INVESTMENT ADVISORY AND FIXED INSURANCE SERVICES. 0 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-27 |
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