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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-12-11 |
Branch Locations
1021 North Galena, Dixon, IL 61021 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel, Fisher & Company Financial Services, Inc. | Marion | IA | 03/2003 | Present |
| Bfc Planning, Inc | Dixon | IL | 12/2013 | Present |
1.COMMUNITY ILLINOIS INVESTMENT SERVICES-Y-DIXON, IL-SECURITIES-REGISTERED REPRESENTATIVE-10/2004-200-140-MARKET INVESTMENT PRODUCTS; 2. Community State Bank-N-Dixon, IL-Life Insurance Sales-Registered Rep-10/2017-1-0-selling life insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-10 |
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