Randal James Gabaldon

Current Employers

Employment History

• 03/2009 → 09/2025
  Berthel Fisher & Company Financial Services Inc
  Dixon, IL
• 02/2005 → 09/2016
  Greensfield Investment Group
  Dixon, IL
• 02/2009 → Present
  Rj Gabaldon
  Dixon, IL
• 08/2010 → Present
  Rj Gabaldon
  Dixon, IL
• 11/2016 → 09/2025
  Bfc Planning, Inc.
  Dixon, IL
• 10/2016 → Present
  Axiom Wealth Advisors
  Dixon, IL
• 09/2025 → Present
  Ameriprise Financial Services, Llc
  Dixon, IL

Previous Registrations

• 2009-03-04 → 2025-09-16
  Berthel, Fisher & Company Financial Services, Inc.
  Cedar Rapids, IA
  Dixon, IL
  Naperville, IL
  Dixon, IL
  Naperville, IL
• 2016-11-16 → 2025-09-16
  Bfc Planning, Inc.
  Dixon, IL
  Cedar Rapids, IA
  Dixon, IL
• 2007-05-17 → 2009-03-05
  National Planning Corporation
  El Segundo, CA
  Dixon, IL
• 2005-01-06 → 2007-03-21
  World Equity Group, Inc.
  Dixon, IL
  Dixon, IL

Other Businesses

Real Estate Ownership; Lot/Land; 14744 W Pilgrim Road, , Polo, IL, 61064; Not Investment-Related; 01/01/1999. Business Ownership; Sovereign Thoroughbred Reserves; Owner; Horse ownership and tack sales (saddles); 14744 W Pilgrim Road, , Polo, IL, 61064; Not Investment-Related; 03/23/2026; 20 to 39 hours per month; 0 during trading hours. Other Business Activities; Public Speaking; I do public speaking each year on the subject of Personal Development; 14744 W Pilgrim Road, , Polo, IL, 61064; Not Investment-Related; 01/01/2020; 10 to 19 hours per month; 0 during trading hours / Author; I wrote two books that are currently listed for sale. The first book I wrote and released in 2000 and it's called Financial Arcadia and it is listed online through Amazon. The second book I wrote was released in 2024 and it's called Success Outside the Huddle and it is listed online through Amazon.; 14744 W Pilgrim Road, , Polo, IL, 61064; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-13
• S63 Uniform Securities Agent State Law Examination
  1995-04-18

Other Names

• Randal J Gabaldon
• Randal Gabaldon
• Rj Gabaldon
• R J Gabaldon