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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-10 |
| WI | RA | APPROVED | 2026-03-03 |
Branch Locations
101 E First St, Dixon, IL 61021-3023 • United States
2135 City Gate Ln, Naperville, IL 60563-3018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brodhead | WI | 05/2012 | 11/2016 |
| Berthel, Fisher & Company Financial Services, Inc | Monroe | WI | 11/2016 | 02/2026 |
| Bfc Planning, Inc. | Monroe | WI | 11/2016 | 02/2026 |
| Ameriprise Financial Services, Llc | Monroe | WI | 03/2026 | Present |
Business Ownership; seffrood land llc; Co-owner; Real Estate; 8329 cnty rd d, , south wayne, WI, 53587; Not Investment-Related; 07/29/2014; 10 to 19 hours per month; 1 to 9 during trading hours / KSSS Rentals LLC; Co-owner; Real Estate; 8329 cnty rd d, , south wayne, WI, 53587; Not Investment-Related; 03/08/2021; 1 to 9 hours per month; 0 during trading hours / Seffrood land LLC; Co-owner; Real Estate; 8329 cnty rd d, , south wayne, WI, 53587; Not Investment-Related; 07/29/2014; 0 hours per month; 1 to 9 during trading hours. Outside Employment; Boa Safra; Consultant; Consulting company that does soil analysis for the growing of crops for farmers.; 8329 cnty rd d, , south wayne, WI, 53587; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-30 |
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