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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Davenport | IA | 11/2024 | 02/2026 |
| Reimagined Ventures/Litowitz Family Office | Evanston | IL | 08/2022 | 10/2024 |
| Illinois Ventures | Champaign | IL | 08/2020 | 08/2022 |
| Caterpillar Inc. | Peoria | IL | 05/2020 | 08/2020 |
| Vail Resorts | Keystone | CO | 11/2020 | 01/2021 |
| Community State Bank | Galva | IL | 01/2018 | 05/2020 |
| Galva High School | Galva | IL | 08/2014 | 05/2018 |
| Oasis Outsourcing | Urbana | IL | 05/2021 | 08/2021 |
| Raymond James Financial Services, Inc. | Dixon | IL | 03/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Dixon | IL | 03/2026 | Present |
| University Of Illinois Urbana-Champaign | Champaign-Urban | IL | 08/2018 | 05/2022 |
| Midland States Bank | Dixon | IL | 03/2026 | Present |
(1)Name of Business: Brooks Capital Management Address: 949 Shady Grove Rd S Ste 200, Memphis, TN, 38120-4132, United States Activity Type: Support Company - Non Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/31/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: CEO of Brooks Capital Management, maintaining current clients, operations, growing the practice, all aspects of the business. Currently hiring a CFO who should start in April (2)Name of Business: Pinnacle Asset Management Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, 38120, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/03/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Meeting with bank clients and bank employees to provide investment services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-02 |
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