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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-06 |
| NJ | RA | APPROVED | 2002-06-06 |
Branch Locations
106 Apple St., Ste 109, Tinton Falls, NJ 07724 • United States
Sea Bright, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Parsippany | NJ | 12/2000 | Present |
(1) 03/07/2001: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) (2) 12/26/2007: Strategic Financial Alliances, Inc. - Non-Variable Insurance - INV REL - At Reported Business Location(s) - I was licensed for Life and Health as an insurance broker in the state of NJ only. In addition to my current duties, I will be selling group health insurance. - 15% Time Spent (3) 03/08/2011: Beacon Wealth Management Group, LP - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (4) 11/25/2013: Beacon Wealth Management Planning Inc - Non-Variable Insurance DBA - Beacon Wealth Management Planning Inc - INV REL - At Reported Business Location(s) - Anthony C. (31WB) and Luis D. (2VVA) will be equal partners in this business. The purpose of this business is to run our practice in a professional way. All commissions, LPL and Outside Insurance will be paid to Beacon Wealth Management Planning Inc - 95% Time Spent (5) 10/16/2015: Strategic Financial Alliance - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - Start 06/01/1996 - Office expenses - 0 Hr/Mo (6) 11/6/2019 - Beacon Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/01/2019. (7) 06/15/2022 - Sagicor Life Insurance Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date - 06/15/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. (8) 06/15/2022 - Sagicor Life & Insurance Coi, - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date - 06/15/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. (9) 06/15/2022 - Reliance Standard Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date - 06/15/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. (10) 06/16/2022 - Oceanview Life and Annuity - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date - 06/16/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. (11) 06/29/2022 - Guggenheim Life & Annuity Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date - 06/29/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. (12) 08/09/2024 - Alpha Solutions Management - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/07/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-25 |
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