Boyd Mertz Bergen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-25
NJ	RA	APPROVED	2024-07-01
TX	RA	APPROVED_RES	2024-07-01

CA RA
APPROVED

Since 2024-10-25
NJ RA
APPROVED

Since 2024-07-01
TX RA
APPROVED_RES

Since 2024-07-01

Branch Locations

San Diego, CA • United States

145 Wyckoff Rd Ste 202B, Eatontown, NJ 07724 • United States

Blairstown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Advisors Asset Management, Llc	Toms River	NJ	01/2006	07/2020
Lpl Financial Llc	Eatontown	NJ	07/2024	Present
Osaic Wealth, Inc.	New York	NY	11/2006	07/2024

01/2006 → 07/2020

Investment Advisors Asset Management, Llc

Toms River, NJ
07/2024 → Present

Lpl Financial Llc

Eatontown, NJ
11/2006 → 07/2024

Osaic Wealth, Inc.

New York, NY

Previous Registrations

2019-09-11 → 2024-07-03

Osaic Wealth, Inc.

West Long Branch, NJ

Toms River, NJ

Scottsdale, AZ

Belmar, NJ

Eatontown, NJ
2006-01-18 → 2020-06-30

Investment Advisors Asset Management, Llc

Toms River, NJ

Easton, PA

Blairstown, NJ
2003-01-03 → 2005-12-14

Second Opinion Financial Services,Llc

Westfield, NJ

Other Businesses

1) 06/04/2024 - Investment Advisors Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 30 Hours per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-31
S63	Uniform Securities Agent State Law Examination	1996-10-30

S65 Uniform Investment Adviser Law Examination

2002-10-31
S63 Uniform Securities Agent State Law Examination

1996-10-30

Other Names

Boyd Mertz Bergen
Boyd Mertz Bergen

View on SEC IAPD