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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-02 |
Branch Locations
145 Wyckoff Rd Ste 202B, Eatontown, NJ 07724 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | West Long Branch | NJ | 11/2006 | 07/2024 |
| Lpl Financial Llc | Eatontown | NJ | 07/2024 | Present |
1) 05/23/2024 - Non-Variable Insurance - Selling: Health Insurance - NJ 07724 - Investment related - 2 Hours per month - Start date: 08/24/2023. 2) 05/23/2024 - Investment Advisors Financial Group, LLC. - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 05/23/2024 - Other - Author - NJ, 07702 - Non investment related - 15 Hours per month - Start date: 02/07/2017. 4) 12/11/2024 - Anne Silvestro - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/10/2024 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-16 |
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