Brian Thomas Duffy

Current Employers

Employment History

• 06/2005 → 05/2018
  Retirement System Investors Inc./Pentegra
  New York, NY
• 04/2005 → 05/2018
  Rsi Insurance Agency
  Rahway, NJ
• 11/1986 → 04/2018
  Kelly'S Tavern
  Neptune City, NJ
• 11/2019 → Present
  Allstate Insurance Co
  Northbrook, IL
• 11/2019 → Present
  Duffy Financial Group, Llc
  Eatontown, NJ
• 06/2018 → 06/2019
  Cbsi
  Hightstown, NJ
• 07/2019 → 10/2019
  Unemployed
  Point Pleasant Beach, NJ
• 11/2020 → Present
  Allstate Financial Services, Llc
  Lincoln, NE
• 01/2024 → Present
  Allstate Financial Advisors, Llc
  Lincoln, NE

Previous Registrations

• 2005-06-29 → 2018-05-21
  Pentegra Investors, Inc.
  Rahway, NJ

Other Businesses

KBD ADVISORS LLC POSITION: Managing member NATURE: I formed an LLC to sell annuities and life insurance in August 2018. No variable products. I continued this business until about October 2019, the month that my E&O insurance expired, and about a month before I opened my Allstate Agency. Currently the LLC entity, as well as the firm license, are active, for solely tax purposes so that I can collect recurring commissions from business that I wrote fromAugust 2018 to September/October 2019. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2018 ADDRESS: 2237 Edgar Road, Point Pleasant NJ 08742, United States DESCRIPTION: Entity is in place solely for the purpose of trailing and recurring commissions. BRIAN DUFFY, FUTURE LLC TO BE DETERMINED POSITION: Owner, Author NATURE: I wrote a book, from my life experience mostly before I got to Allstate. I do not make much in royalties, maybe $2 a sold book. I wrote it because of the way I got into the business, may help others who are underachievers feel that they can improve themself. I hope to speak about it someday. I will soon create an LLC, get a bank account, maybe even a website to post blogs. I did all of the publishing through Amazon Kindle Direct Publishing (KDP). The nature, or purpose, is to help other people who were in my shoes, underachieving, who think they are 'stuck'. I may eventually also create social media pages, but there are none right now. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/05/2024 ADDRESS: 2237 Edgar Road, Point Pleasant NJ 08742, United States DESCRIPTION: Author, publisher. I did it all. Self published. TRAILING COMMISSIONS FROM EVERLAKE, WILTON RE, LBL AND THE STANDARD POSITION: Agent NATURE: Servining Allstate legacy business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/13/2025 ADDRESS: 615 Hope Road, Suite 2B, Eatontown NJ 07724, United States DESCRIPTION: Servicing Allstate legacy business BRIAN DUFFY, FUTURE LLC TO BE DETERMINED POSITION: Owner, Author NATURE: I wrote a book, from my life experience mostly before I got to Allstate. I do not make much in royalties, maybe $2 a sold book. I wrote it because of the way I got into the business, may help others who are underachievers feel that they can improve themself. I hope to speak about it someday. I will soon create an LLC, get a bank account, maybe even a website to post blogs. I did all of the publishing through Amazon Kindle Direct Publishing (KDP). The nature, or purpose, is to help other people who were in my shoes, underachieving, who think they are 'stuck'. I may eventually also create social media pages, but there are none right now. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/05/2024 ADDRESS: 2237 Edgar Road, Point Pleasant NJ 08742, United States DESCRIPTION: Author, publisher. I did it all. Self published.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-12-22
• S63 Uniform Securities Agent State Law Examination
  2020-08-25

Other Names

• Brian T Duffy
• Brian Duffy