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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| IA | RA | APPROVED | 1999-12-27 |
Branch Locations
201 First Street Se Suite 610, Cedar Rapids, IA 52401-1540 • United States
Hiawatha, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Cedar Rapids | IA | 03/2008 | Present |
| City National Bank | Cedar Rapids | IA | 02/2020 | 01/2025 |
IOWA FOOTBALL CLUB; ADDRESS: 30 RIVERVIEW DR NE IOWA CITY, IA 52240; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 02/01/2012; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER, VOLUNTEER; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-26 |
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