Thomas Joseph Burke

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 07/2023
  Vinton Shellsburg Girls Basketball Class
  Vinton, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Cedar Rapids, IA
• 11/2018 → 09/2023
  Royal Alliance Associates, Inc.
  Cedar Rapids, IA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Cedar Rapids, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Rochester, MN
• 2005-07-26 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Rochester, MN
  Cedar Rapids, IA

Other Businesses

1. WEALTH STRATEGIES INC POSITION: President / Owner NATURE: Tax filing entity for business INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 4840 N River Blvd NE, Cedar Rapids IA 52411, United States DESCRIPTION: Accounting for business 2. STRELLNER FINANCIAL GROUP -SECURITIES POSITION: Financial Advisor NATURE: Agency Unit INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 07/15/2000 ADDRESS: 4840 N River Blvd, Cedar Rapids IA 52411, United States DESCRIPTION: DBA name for securities 3. STRELLNER FINANCIAL GROUP - FIXED POSITION: Sales Rep NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 06/01/2019 ADDRESS: 4840 N River Blvd NE, Cedar Rapids IA 52411, United States DESCRIPTION: Helping clients solve their insurance needs 4. VINTON SHELLSBURG SCHOOL BOARD PRESIDENT POSITION: Board President NATURE: School District INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2021 ADDRESS: 1502 C Ave, Vinton IA 52349, United States DESCRIPTION: Approve policy, budgets, disciplineand as President sign contracts. My name we be on school checks, however I do not have any access to checks or accounts. They are all processed through the business manager Brenda Barkdoll.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-01
• S63 Uniform Securities Agent State Law Examination
  2000-08-04

Other Names

• Tom Burke