Thomas Theo Fox

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Cedar Rapids, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Cedar Rapids, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Rochester, MN
• 2001-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Rochester, MN
  Cedar Rapids, IA
  Cedar Rapids, IA

Other Businesses

1. FORTUNAIRE FOUNDATION POSITION: Board Member NATURE: Charitable Foundation to Benefit CFG Agents, their Families, and communities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 4840 N River Blvd NE, Ste 100, Cedar Rapids IA 52411, United States DESCRIPTION: Attend meetings and review grant requests. 2. FFK, LLC DBA STRELLNER FINANCIAL GROUP POSITION: President NATURE: LLC Created to operate Strellner Financial Group, ownership finalized 12/31/2023. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 06/01/2017 ADDRESS: 4840 N River Blvd. NE, Ste 100, Cedar Rapids IA 52411, United States DESCRIPTION: President/CFO/Liaison between firm, CFG, SSD, and Osaic Wealth, advisor coaching, and oversee operations. 3. STRELLNER FINANCIAL GROUP- FIXED INS POSITION: Agent NATURE: Fixed business and life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2013 ADDRESS: 4840 N River Blvd. NE, Ste 100, Cedar Rapids IA 52411, United States DESCRIPTION: Agent selling fixed annuities and life insurance 4. STRELLNER FINANCIAL GROUP- SECURITIES DBA POSITION: Advisor NATURE: uses as DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2013 ADDRESS: 4840 N River Blvd. NE, Ste 100, Cedar Rapids IA 52411, United States DESCRIPTION: DBA name for securities 5. WEALTH ADVISORS, INC. POSITION: President NATURE: Name of Corporation I operate my business from. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: 4840 N River Blvd NE, Ste 100, Cedar Rapids IA 52411, United States DESCRIPTION: operate a corporation, accounting, and administrative duties 6. THE FOX GROUP POSITION: President NATURE: DBA Name to distinguish my team within Strellner Financial Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/03/2022 ADDRESS: 4840 North River Blvd NE, Ste 100, Cedar Rapids IA 52411, United States DESCRIPTION: President 7. GLENYS M. FOX POA POSITION: POA NATURE: I am listed as the poa on my mother's legal documents. This is not in effect, but I am listed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 831 Palmyra Dr. NE, Cedar Rapids IA 52402, United States DESCRIPTION: Should my mothers health/mental capacity fail, I will become the POA overseeing her financial affairs. 8. PILLAR FOUR LLC POSITION: President NATURE: Holding company for office property purchase our firm will be moving into sometime during 2026. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 15 START DATE: 09/29/2025 ADDRESS: 4840 N River Blvd. NE, Ste. 100, Cedar Rapids IA 52411, United States DESCRIPTION: Oversee financial and operations.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-14
• S63 Uniform Securities Agent State Law Examination
  1998-08-20

Designations

• Certified Financial Planner