Eric Michael Kaestner

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Cedar Rapids, IA
• 11/2018 → Present
  Osiac Wealth, Inc.
  Cedar Rapids, IA
• 06/2017 → Present
  Ffk, Llc - Dba Strellner Financial Group
  Cedar Rapids, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Rochester, MN
• 2006-11-02 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Rochester, MN
  Cedar Rapids, IA

Other Businesses

1) KAESTNER FINANCIAL SOLUTIONS POSITION: President NATURE: This is my S-Corp for tax filing purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2018 ADDRESS: 4840 North River Blvd. NE #100, Cedar Rapids IA 52411, United States DESCRIPTION: Keep Quickbooks/financials up to date for the corporation and doing payroll. 2) FFK, LLC - DBA STRELLNER FINANCIAL GROUP POSITION: Equal share owner NATURE: LLC created with my other two business partners to receive override commissions to run The Strellner Financial Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 06/01/2017 ADDRESS: 4840 North River Blvd. NE #100, Cedar Rapids IA 52411, United States DESCRIPTION: This business is involved in purchasing the Strellner Agency Group from RA Rep Tim Strellner over the course of 7 years (2017 - 2024). We are purchasing the override contracts that Tim has and as job duties we are helping reps grow their business and run the overall day to day operations of the agency. This has been completed as of 1/1/2024 and Tim is no longer owner of The Strellner Financial Group and is no longer receiving the override commissions from this group, we are as FFK, LLC dba Strellner Financial Group My job description for this is to help run agency training for our new agents, help put on agency lunch and appreciation functions as well as assist reps when they have questions or need help with their business and run our marketing calendar. 3) STRELLNER FINANCIAL GROUP - FIXED BUSINESS POSITION: Financial Advisor NATURE: This is a DBA for fixed insurance and fixed annuitybusiness, this DBA falls under my S-Corp for income tax purposes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 02/01/2022 ADDRESS: 4840 North River Blvd. NE #100, Cedar Rapids IA 52411, United States DESCRIPTION: Financial Advisor - Meet with clients, fill out fact finders, ask about their goals and priorities and present solutions or financial plans to help clients meet their financial goals and needs. I also keep track of and do the books for my financial services s-corp. I also help manage and train 7 financial services reps within our office. 4) STRELLNER FINANCIAL GROUP - (SECURITIES BUSINESS) POSITION: Investment Advisor Representative NATURE: This is a DBA for business purposes, my under lying business is an S-Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 95 START DATE: 06/01/2002 ADDRESS: 4840 North River Blvd. NE #100, Cedar Rapids IA 52411, United States DESCRIPTION: Meeting with clients to assess their financial goals and needs, fill out a fact finder and then present solutions to help them meet their needs and goals with insurance and securities based products and services. 5) SUCCESSOR EXECUTOR AND POA FOR MY PARENTS POSITION: Executor and POA NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2023 ADDRESS: 7160 27th Ave, Newhall IA 52315, United States DESCRIPTION: Executor and Power of Attorney for each of parents should the other spouse not be able or willing to serve as the primary role. 6) PILLAR FOUR, LLC POSITION: Owner NATURE: This is an LLC with 3 other Osaic Advisors that I work with that will own the office building where our financial services practices will operate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 09/30/2025 ADDRESS: 4840 North River Blvd. NE #100, Cedar Rapids IA 52411, United States DESCRIPTION: To help with the overall management of the office building that we operate our financial services practices out of. This will not include any manual labor on the building, it will include contacting people to come fix the building when necessary and verifying financials and looking at the overall financial health of the LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-23
• S63 Uniform Securities Agent State Law Examination
  2002-08-22