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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-24 |
| CA | RA | APPROVED | 2021-11-16 |
| OH | RA | APPROVED | 2021-11-16 |
| TX | RA | APPROVED_RES | 2021-02-26 |
| NJ | RA | APPROVED | 2008-10-09 |
| PA | RA | APPROVED | 2006-10-03 |
Branch Locations
701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Haddonfield/Cherry Hill | NJ | 12/1997 | 07/2021 |
| Janney Montgomery Scott Llc | Mt. Laurel | NJ | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-21 |
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