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James Martin Small

Janney Montgomery Scott LLC

Mt. Laurel, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-11-24
CA RA APPROVED 2021-11-16
OH RA APPROVED 2021-11-16
TX RA APPROVED_RES 2021-02-26
NJ RA APPROVED 2008-10-09
PA RA APPROVED 2006-10-03
  • NC RA
    APPROVED
    Since 2021-11-24
  • CA RA
    APPROVED
    Since 2021-11-16
  • OH RA
    APPROVED
    Since 2021-11-16
  • TX RA
    APPROVED_RES
    Since 2021-02-26
  • NJ RA
    APPROVED
    Since 2008-10-09
  • PA RA
    APPROVED
    Since 2006-10-03

Branch Locations

701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Haddonfield/Cherry Hill NJ 12/1997 07/2021
Janney Montgomery Scott Llc Mt. Laurel NJ 07/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-02
S63 Uniform Securities Agent State Law Examination 1996-02-21
  • S65 Uniform Investment Adviser Law Examination
    2006-10-02
  • S63 Uniform Securities Agent State Law Examination
    1996-02-21
Other Names
  • James M Small

View on SEC IAPD

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Other Offices

PRIVATE ADVISOR GROUP, LLC · Mt. Laurel, NJ
PRIVATE ADVISOR GROUP, LLC · MT. LAUREL, NJ
PRMIM · MOUNT LAUREL, NJ
GALLAGHER FIDUCIARY ADVISORS, LLC · Mt. Laurel, NJ
EQUITABLE ADVISORS, LLC · MOORESTOWN, NJ
WASHINGTON CROSSING ADVISORS LLC · MORRISTOWN, NJ
PRIVATE ADVISOR NETWORK, LLC · MORRISTOWN, NJ
PRIVATE ADVISOR GROUP, LLC · MORRISTOWN, NJ

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