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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-10-01 |
Branch Locations
9000 Midlantic Dr. Ste 330W, Mt. Laurel, NJ 08054 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Mt Laurel | NJ | 09/2015 | Present |
| Private Advisor Group Llc | Mt Laurel | NJ | 09/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 09/2015 | Present |
1. 9/17/2015: Ballast Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/28/2015 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 9/23/2015: Private Advisor Group - DBA: (Hybrid) Ballast Finanical LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/28/2015 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 9/23/2015: Private Advisor Group LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 08/28/2015 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-19 |
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