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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-02-28 |
| NJ | RA | APPROVED | 2015-08-31 |
Branch Locations
9000 Midlantic Dr. Ste 120, Mt. Laurel, NJ 08054 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
Philadelphia, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mt Laurel | NJ | 08/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 08/2015 | Present |
1. 8/28/2015 - BALLAST FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 08/2015 - Time Spent 100%. 2. 9/22/2015 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100%. 3. 9/22/2015 - Private Advisor Group - DBA: (Hybrid) Ballast Financial LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - START 08/2015 - TIME SPENT 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-17 |
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