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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-08-31 |
Branch Locations
9000 Midlantic Dr. Ste 120, Mt. Laurel, NJ 08054 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Mt Laurel | NJ | 08/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 08/2015 | Present |
1. 08/28/15 - BALLAST FINANCIAL LLC/NON-VARIABLE INSURANCE/LIFE, LTC, DISABILITY; AGENT; TBD; YES; NO/5% 2. 08/28/15-BALLAST FINANCIAL LLC/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/1) NO 2) NO 3) NO 4) NO/100% 3. 10/20/2015 - Private Advisor Group LLC - INV REL - 65 Madison Avenue, Suite 300 Morristown, NJ 07960 - Registered Investment Advisor - 100% TIME SPENT - RIA 4. 10/20/2015 - Private Advisor Group - INV REL - Registered Investment Advisor DBA - START 08/2015 - 100% TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-30 |
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