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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-03 |
| TX | RA | APPROVED_RES | 2025-12-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 08/2009 | 11/2025 |
| Brock Financial Services Inc | Calhoun | GA | 08/2009 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 08/2009 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. DB INVESTMENT SERVICES, LLC, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 07/26/2016, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 2 HR/MO - 0 HR/MO TRADING 2. BROCK & BROCK HOLDINGS, LLLP, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 06/14/2010, Owner, Owner/Partner of a Business Entity, NIR, 5 HR/MO - 0 HR/MO TRADING 3. DUVAN BROCK FINANCIAL SERVICES, LLC, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 01/01/2016, President, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING 4. ANIKAWA PROPERTIES LLC, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 02/19/2025, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 5. ECHOTA MANOR LLLP, 700 Newtown Creek Loop Rd, Calhoun GA 30701, United States, 11/07/2018, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 6. ELEVATE 22 FOUNDATION INC, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 11/02/2024, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 7. PROPERTY LEASING, INC., 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 07/02/2001, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 8. AZURE CREEK HOLDINGS LLLP, 276 Curtis Pkwy NE, Calhoun GA 30701, United States, 09/21/2011, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 0 HR/MO TRADING 9. CHURCH OF CHRIST OF CALHOUN, INC., 1301 Dews Pond Rd, Calhoun GA 30701, United States, 10/12/2016, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 8 HR/MO - 0 HR/MO TRADING 10. CIRA, 1776 Pleasant Plain Road Fairfield IA 52556, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO 160, HR/MO TRADING 120
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-04-23 |
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