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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 04/2006 | 11/2025 |
| John Lord Financial | Rome | GA | 05/1990 | Present |
| Dls Financial, Llc | Rome | GA | 02/2006 | 03/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith | Rome | GA | 02/2007 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. JOHN LORD FINANCIAL, INC., 320 Piedmont Street, P O Box 1867, Calhoun GA 30701, United States, 05/01/2007, Owner, DBA Name, NIR, 20 HR/MO - 0 HR/MO TRADING 2. DLS FINANCIAL, LLC, 901 North Broad Street, Rome GA 30161, United States, 01/08/2008, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 3. CIRA, 1776 Pleasant Plain Road Fairfield IA 52556, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO 160, HR/MO TRADING 120
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-03 |
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