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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Atlanta | GA | 05/2008 | 05/2017 |
| Ameriprise Financial Services, Inc. | Atlanta | GA | 09/2008 | 05/2017 |
| Dempsey Lord Smith, Llc | Rome | GA | 06/2017 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 06/2017 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. ATLANTA LIONS CLUB FOUNDATION, 9040 Roswell Road, Suite 205, Atlanta GA 30350, United States, 10/01/2018, President, The Atlanta Lions Club Foundation is the 501(c)3 arm of the Atlanta Lions Club. Donations to the ALCF are tax deductible. Disbursements from this entity's bank account either go to club activities or to charitable causes., NIR, 3 HR/MO - 1 HR/MO TRADING 2. GEOGIA LIONS LIGHTHOUSE FOUNDATION, 5582 Peachtree Road, Chamblee GA 30341, United States, 07/01/2020, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 2 HR/MO TRADING 3. INTERNATIONAL WOMEN'S HOUSE, P. O. Box 1327, Decatur GA 30031, United States, 06/01/2010, Board Member, IWH provides temporary shelter and guidance to victims of domestic abuse and/or human trafficking. Its primary focus is on those victims that are refugees or immigrants although many clients are now US citizens, NIR, 5 HR/MO - 1 HR/MO TRADING 4. GEORGIA LIONS CAMP, 5626 Laura Walker Rd, Waycross GA 31503, United States, 07/01/2025, Committee Member, The Georgia Lions Camp provides a camp for the blind and visually impaired. It was started when then Governor, Jimmy Carter, designated state-owned land for use as a camp., NIR, 5 HR/MO - 1 HR/MO TRADING 5. ALL IN RED BAND, 464 Clair Drive, Lake Clair GA 30307, United States, 10/01/2002, Bass player and sometime vocalist, DBA Name, NIR, 4 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-30 |
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