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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2015-10-08 |
Branch Locations
499 E Main St, Cartersville, GA 30121 • United States
315 S Wall St, Calhoun, GA 30701 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Cartersville | GA | 05/2014 | 11/2016 |
| Wells Fargo Bank Na | Cartersville | GA | 09/2013 | Present |
| Wells Fargo Clearing Services, Llc | Cartersville | GA | 11/2016 | Present |
FLINT RIVER HUNTING PRESERVE LLC, NOT INV RELATED, CRAWFORD COUNTY, GA, 16.66% OWNERSHIP, START: 1/2008, 0 HOURS, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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