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Richard Vaughan Dunstan

Cetera Investment Advisers LLC

El Segundo, CA

Indian Land, SC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-21
CA RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2024-11-21
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corportation San Diego CA 01/2008 09/2019
Cetera Wealth Services, Llc El Segundo CA 03/2020 Present
Cetera Advisors Llc Denver CO 03/2020 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2020 Present
First Allied Securities, Inc. (Fasi) San Diego CA 03/2020 09/2022
Cetera Investment Services Llc St Cloud MN 03/2020 Present
Self-Employed Indian Land SC 01/2020 03/2020
Unemployed Charlotte NC 09/2019 01/2020
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2008 → 09/2019
    Lpl Financial Corportation
    San Diego, CA
  • 03/2020 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2020 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2020 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2020 → 09/2022
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 03/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2020 → 03/2020
    Self-Employed
    Indian Land, SC
  • 09/2019 → 01/2020
    Unemployed
    Charlotte, NC
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2008-02-12 → 2019-09-30
    Lpl Financial Llc
    Charlotte, NC
    Fort Mill, SC
  • 2004-12-06 → 2008-01-30
    Cetera Advisors Llc
    Greenwood Village, CO
    Denver, CO
  • 2003-04-11 → 2003-12-31
    Ifg Advisory Services Inc
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-17
S63 Uniform Securities Agent State Law Examination 1987-04-16
  • S65 Uniform Investment Adviser Law Examination
    1994-01-17
  • S63 Uniform Securities Agent State Law Examination
    1987-04-16

View on SEC IAPD

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