Richard Vaughan Dunstan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 09/2019
  Lpl Financial Corportation
  San Diego, CA
• 03/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2020 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2020 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2020 → 09/2022
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 03/2020 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 01/2020 → 03/2020
  Self-Employed
  Indian Land, SC
• 09/2019 → 01/2020
  Unemployed
  Charlotte, NC
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-02-12 → 2019-09-30
  Lpl Financial Llc
  Charlotte, NC
  Fort Mill, SC
• 2004-12-06 → 2008-01-30
  Cetera Advisors Llc
  Greenwood Village, CO
  Denver, CO
• 2003-04-11 → 2003-12-31
  Ifg Advisory Services Inc
  Atlanta, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-17
• S63 Uniform Securities Agent State Law Examination
  1987-04-16