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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-02 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | El Segundo | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*433360 â?" Bay Club.; Investment related No; Redondo Beach, CA; HEALTH CLUB,; Employee (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 4; Water Aerobics Instructor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-18 |
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