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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-18 |
| TX | RA | APPROVED | 2020-09-18 |
Branch Locations
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beverly Hills | CA | 02/2003 | 09/2020 |
| Morgan Stanley Smith Barney Llc | El Segundo | CA | 09/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2020 | Present |
1. *411656 - IRG - 2014, Inc.; Investment related Yes; Salt Lake, Utah; Real Estate; Employee (proprietor, partner, officer, director, employee, trustee, agent); Apr/2014; During business hours: 1; After business hours: 0; Administrative 2. *411658 - MA Park City LLC; Investment related - Yes; Holladay, Utah; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2014; During business hours: 1; After business hours: 0; Administrative 3. *411662 - CA - 225 LLC; Investment related - Yes; Manhattan Beach, CA; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2020; During business hours: 1; After business hours: 0; Property Management 4. *411667 - MA - Mineral LLC; Investment related - Yes; Manhattan Beach, California; Oil/Energy; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2019; During business hours: 1; After business hours: 0; Investment Decisions/Advice 5. *411670 - MA - 21 Investments LLC; Investment related - Yes; Holladay, Utah; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2018; During business hours: 1; After business hours: 0; Property Management 6. *411671 - Hatch Group LLC; Investment related - Yes; Salt Lake City, Utah; Holding Company; Officer (proprietor, partner, officer, director, employee, trustee, agent); 07/1990; During business hours: 1; After business hours: 0; Administrative 7.*411674 - CA - 400 South LLC; Investment related - Yes; Manhattan Beach, California; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2020; During business hours: 1; After business hours: 0; Investment Decisions/Advice 9.West Haven 13, LLC 10.Fortune Oil LTD 11.ILAG Riverton LLC * 411677 - CA - Hatch Group LLC; Investment related Yes; Manhattan Beach, CA; Passive holding company; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); April 2020; During business hours: 1; After business hours: 0; Administrative. *592862 - Rental Property; Investment Related: Yes; Manhattan Beach, California; Real Estate; TTEE of my Trust, Trust owns rental property (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2024; During Business Hours: 0; After Business Hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-13 |
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