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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-30
  • LA RA
    APPROVED
    Since 2024-10-30

Branch Locations

714 E Kaliste Saloom Rd Ste D2, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W & R Insurance Agencies North Salt Lake UT 08/2008 Present
Edward Jones St Louis MO 07/2014 01/2020
Kestra Investment Services, Llc Arnaudville LA 01/2020 10/2024
Kestra Advisory Services, Llc Arnaudville LA 01/2020 10/2024
Lpl Financial Broussard LA 10/2024 Present
  • 08/2008 → Present
    Various Insurance Carriers For W & R Insurance Agencies
    North Salt Lake, UT
  • 07/2014 → 01/2020
    St Louis, MO
  • 01/2020 → 10/2024
    Kestra Investment Services, Llc
    Arnaudville, LA
  • 01/2020 → 10/2024
    Arnaudville, LA
  • 10/2024 → Present
    Lpl Financial
    Broussard, LA
Previous Registrations
  • 2020-01-31 → 2024-10-29
    Broussard, LA
    Austin, TX
    Arnaudville, LA
  • 2014-07-18 → 2020-02-06
    West Monroe, LA
    Broussard, LA
  • 2008-08-11 → 2012-11-08
    Waddell & Reed
    Clearfield, UT
  • 2008-07-23 → 2008-08-12
    New England Securities
    Sandy, UT
  • 2007-03-23 → 2008-04-29
    Signator Financial Services, Inc.
    Bellevue, WA
  • 2006-06-28 → 2007-03-13
    Shelton, CT
  • 2005-04-22 → 2006-06-12
    Bofa Advisors, Llc
    North Salt Lake City, UT
    Boston, MA
Other Businesses

1 - 09/24/2024 - Heritage Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-16
S63 Uniform Securities Agent State Law Examination 1987-06-30
  • S66 Uniform Combined State Law Examination
    2005-04-16
  • S63 Uniform Securities Agent State Law Examination
    1987-06-30
Other Names
  • Jerry W Lynn
  • Jerry Wayne Lynn

View on SEC IAPD

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