W Keith Schmidt

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Massachusetts Mutual Life Insurance Company
  New York, NY
• 10/2015 → Present
  Mml Investors Services
  New York, NY

Other Businesses

1)Name: W. Keith Schmidt Inv rel: Y Add: 20 Nymph Dr., Mahopac, NY 10541 Nature: Individual Life/Health, Group Life/Health insurance Position: Sales Start date: 9/1/1985 No. HR/MO: 10 No. HR/MO during sec trading: 2. 2)Name: Retirement Income Specialists, LLC Inv rel: Y Add: 622 3rd Ave, Suite 900, New York, NY 10017 Nature: Sales of investments, insurance, & financial planning Position: Managing Partner Start date: 2/5/2019 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Management of employees, payroll, overall practice management, pension plan, state withholding taxes, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-27
• S63 Uniform Securities Agent State Law Examination
  1987-05-05

Other Names

• William Keith Schmidt
• William Keith Schmidt
• William Keith Schmidt
• W Keith Schmidt