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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-12-26 |
Branch Locations
1213 Lady Street Suite 200, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Community Bank | Columbia | SC | 09/2008 | Present |
| Lpl Financial Corporation | Columbia | SC | 09/2008 | Present |
| Independent Advisor Alliance, Llc | Columbia | SC | 07/2017 | Present |
1. 9/15/08 - DBA - FIRST COMMUNITY FINANCIAL CONSULTANTS. (2) 08/10/2017 - Independent Advisor Alliance - DBA: (Hybrid) First Community Financial Consultants -investment related - At reported business location(s) - Registered Investment Advisor - start 07/18/2017 - Hours per month 160/ hours during trading 8 - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/9/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/26/2018 - DBA for IAA business - FIRST COMMUNITY FINANCIAL CONSULTANTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-08 |
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