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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-07 |
| CA | RA | APPROVED | 2020-03-10 |
Branch Locations
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
545 South Figueroa Street, Suite 1217, Los Angeles, CA 90071 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Los Angeles | CA | 11/2010 | 03/2017 |
| Fsc Securities Corp | Atlanta | GA | 03/2017 | 03/2019 |
| Newbridge Securities Corporation | Los Angeles | CA | 03/2019 | Present |
POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2017 ADDRESS: 545 South Figueroa Street, Suite 1217, Los Angeles CA 90071, United States DESCRIPTION: Insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-13 |
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