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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-11-02
MN RA APPROVED 2017-11-01
TX RA APPROVED 2017-11-01
  • IA RA
    APPROVED
    Since 2017-11-02
  • MN RA
    APPROVED
    Since 2017-11-01
  • TX RA
    APPROVED
    Since 2017-11-01

Branch Locations

117 S Spring, Ste. B, Luverne, MN 56156 • United States

121 S Story St., Rock Rapids, IA 51246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Financial Services Luverne MN 02/1993 Present
Invest Financial Corp Tampa FL 03/2003 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
  • 02/1993 → Present
    Main Street Financial Services
    Luverne, MN
  • 03/2003 → 11/2017
    Invest Financial Corp
    Tampa, FL
  • 11/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2012-02-10 → 2017-11-01
    Invest Financial Corporation
    Luverne, MN
    Luverne, MN
    Rock Rapids, IA
    Fairmont, MN
Other Businesses

1) VERN & NANCY VAN DE BERG FARM, LUVERNE, MN, 3/1984 AS CO-OWNER OF FARMING OPERATION. NIR - 10/WK - 0/TRADING. 2) MAIN STREET FINANCIAL SERVICES, 117 S Spring St - Suite B, PO Box 716, Luverne MN 56156, United States, 01/2000, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO – 20 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) ASEA REDOX, LUVERNE, MN, 03/2019. ASSOCIATE, TO PURCHASE INVENTORY. NIR-0/WK-0/TRADING. 5) CRUMP, 212 E Main St, Luverne MN 56156, 11/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MONTH 1 HR/MONTH TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-03
S63 Uniform Securities Agent State Law Examination 1999-06-29
  • S65 Uniform Investment Adviser Law Examination
    2012-02-03
  • S63 Uniform Securities Agent State Law Examination
    1999-06-29
Other Names
  • Nancy Anne Vandeberg

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