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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-20 |
| IA | RA | APPROVED | 2010-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Luverne | MN | 01/2010 | Present |
1. 3/26/2010: NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - PIERCE FINANCIAL SERVICES - INV. REL. - AT REPORTED BUSINESS LOCATION(S) 2. 06/30/2016 - Luverne Optimist Club - Outside/W-2 Employment - NOT INV REL - there is no office location as run from our homes - Luverne Optimist non-profit book keeping assistant, running errands, organizing events. - 20 Hr/Mo; 4 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-12 |
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