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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-01 |
| TX | RA | APPROVED | 2017-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mainstreet Financial Services | Luverne | MN | 05/2014 | Present |
| Invest Financial Corp | Luverne | MN | 11/2014 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | Present |
1. MAIN STREET FINANCIAL, 117 S Spring Street, Suite B, Luverne MN 56156, United States, 05/2014, Owner, Insurance/Benefits/Human Resources, NIR, 40 HR/MO – 2 HR/MO TRADING 2. EAST MAIN PROPERTIES, LLC, 206 EAST MAIN STREET, LUVERN, MN, PROPERTY OWNER, 12/27/13, 4 HR/MO- 0/TRADING HR. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. 11/01/17. 4. MAIN STREET FINANCIAL, 212 EAST MAIN STREET, LUVERNE, MN, OWNER/OFFICER, 05/04/2014, INSURANCE AGENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 40/HR MO, 2/HR MO TRADING. 5. ROCK COUNTY EDA / 204 E Brown St, Luverne MN 56156 / 09/06/2022 / NIR / PRESIDENT - VOLUNTEER BOARD ECONOMIC DEVELOPMENT / 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-05 |
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