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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-01-19
  • SC RA
    APPROVED
    Since 2024-01-19

Branch Locations

1200 48Th Ave North Suite 202, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/1987 10/2018
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/1987 10/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 10/2018
Woodbury Financial Services Inc Myrtle Beach SC 10/2018 01/2024
Osaic Wealth, Inc. Myrtle Beach SC 01/2024 Present
  • 05/1987 → 10/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/1987 → 10/2018
    Milwaukee, WI
  • 01/2016 → 10/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2018 → 01/2024
    Woodbury Financial Services Inc
    Myrtle Beach, SC
  • 01/2024 → Present
    Myrtle Beach, SC
Previous Registrations
Other Businesses

1. STONEBRIDGE FINANCIAL GROUP, LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/01/2018 ADDRESS: 1200 48th Av North, Suite202, Myrtle Beach SC 29577, United States DESCRIPTION: Selling and servicing life insurance, disability insurance, long term care insurance and fixed annuities. 2. STONEBRIDGE FINANCIAL GROUP, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/02/2019 ADDRESS: 1200 48th Av N Suite 202, Myrtle Beach SC 29577, United States DESCRIPTION: Life Insurance, disability insurance, long term care insurance and fixed annuities. 3. LAUREL GROVE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2026 ADDRESS: 4009 Ridgewood Dr, Conway SC 29526, United States DESCRIPTION: I lease my farm to local farmer who plants corn and or soybeans annually.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-12-19
  • S63 Uniform Securities Agent State Law Examination
    1988-12-19
Designations

View on SEC IAPD

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