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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-27 |
| NY | RA | APPROVED | 2024-04-15 |
Branch Locations
138 Clinton St, New York, NY 10002 • United States
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Garden City | NY | 05/2016 | 09/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 07/2017 | 08/2020 |
| Unemployed | N/A | NY | 10/2016 | 07/2017 |
| Wells Fargo Clearing Services | St Louis | MO | 09/2020 | 01/2021 |
| Wells Fargo Clearing Services | St Louis | MO | 01/2021 | 09/2021 |
| Citigroup | New York | NY | 03/2022 | 04/2024 |
| Unemployed | New York | NY | 09/2021 | 03/2022 |
| Wells Fargo Clearing Services, Llc ( | New York | NY | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-16 |
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